Something about ESSCom
Concerned about complying with SEBI's new insider trading regulations and recent amendments?
How confident are you of your "Insider Trading Compliance System-in-place"?
The rising number of insider trading violations, as well as the thousands of crores in penalties levied by SEBI for non-compliance with Insider Trading Regulations, are driving companies to become more proactive and cautious in their Insider Trading procedures.
Dolphin launched largest selling web based solution ESSCom-"Employee Self Service Module for Compliance" on SEBI (PIT) Regulations.
ESSCom is a software for insider trading compliance which gives you an Automated solution to Centrally manage & track compliance related to Prohibition of Insider Trading. It helps the Compliance Officer to manage, track & comply on all compliances pertaining to SEBI Insider Trading Compliance. It also records UPSI in tamperproof Structured Digital Database with date and time stamp.The Compliance Officer can easily set up its Model Code of Conduct, announce opening and closing of trading windows, provide pre-clearance approvals based on prescribed limits over emails or from the system, capture trade details and also initial and periodic holdings of insiders. This helps the Compliance Officer to generate all reports and relevant forms in single click.
ESSCom is the best Insider Trading Compliance system which not only provides you standard features like UPSI Deceleration in Structured Digital Database, System Driven Disclosure, Disclosures like Initial, Continual & Periodical, Pre-Clearance request & approval/rejection, the system is designed to be reconcile trade reporting with your BENPOS file to find Non-Compliance trades.
With our simple prohibition of insider trading solution, you can keep your compliance team informed and prevent the risk of market abuse. Using insider lists, keep track of which insiders have material and non-public information, and compare employee trades to high-impact market activity.