ESSCom
Employee Self Service Portal for Compliance on PIT Regulations, 2015
The most comprehensive software for managing Compliance on SEBI's Prohibition of Insider Trading Regulations including Structured Digital Database (SDD) - Compliant with SEBI's PIT (Amendments) 2018/2019
Structured Digital Database (SDD) Compliance Made Simple
ESSCom is the most comprehensive SEBI compliance tool for Structured Digital Database (SDD) requirements under PIT Regulations 2015
Complete SDD Management
Maintain structured digital database of UPSI recipients with timestamp and audit trail
Automated SDD Reporting
One-click SDD file generation for direct upload to stock exchanges
100% SEBI Compliant
Ensure complete compliance with SEBI's Structured Digital Database requirements
Why Choose ESSCom?
Complete Compliance
Assists compliance officers in implementing an effective system to comply with SEBI's regulatory requirements
Seamless Monitoring
Automated monitoring of insider transactions with RTA data integration for real-time compliance
Employee Self-Service
Web-based platform for employees to comply with model code of conduct requirements
Comprehensive Feature Set
Employee Portal Features
- Report Immediate Relatives details
- Manage Educational Institutions & Previous Employers
- Material Financial Relationships tracking
- Trade details of self and immediate relatives
- Place Pre-Clearance requests online
- Automatic validation against model code of conduct
Disclosure Management
- One-Click generation of Initial Disclosures
- Automated Continual Disclosures
- Periodic Disclosure management
- Excel dump in BSE and NSE formats
- Direct SDD upload file generation
- Automated disclosure from ESOP/Rights/Bonus/IPO allotments
Transaction Monitoring
- Upload RTA data for Buy/Sale/Pledge monitoring
- PAN and Demat account based tracking
- Automatic violation detection
- Contra trade identification
- Trading in blackout period alerts
- Trading without pre-clearance detection
Structured Digital Database (SDD) Management
Complete SDD compliance software solution for SEBI requirements
- Structured Digital Database for all UPSI Recipients
- Automatic time stamping for SDD entries
- Complete audit trail for SDD compliance
- Multi-level SDD workflow management
- Real-time SDD reporting and analytics
- Direct SDD file export for exchanges
Comprehensive Reporting Suite
Register of Insiders
Complete insider database with all required details
Register of Trades
Comprehensive trading history and analysis
Register of Violations
Track all compliance violations with detailed records
Powerful Add-On Modules
Exit Compliance
Collect and maintain designated employee's contact details during separation, ensuring SEBI compliance for one year post-exit.
PIT Awareness Module
Build compliance awareness through interactive quizzes, questionnaires, and training videos for employees.
Emails2SDD Automation
Automated tool that converts emails into SDD entries, reducing manual intervention with scheduled processing.
Employee Ledger (Benpos Comparison)
Compare employee trades with Benpos data to identify discrepancies and ensure trading compliance.
PIT Violation Response System
Dedicated module for employees to explain violations and submit responses directly to compliance team.
Email Scheduler
Automate compliance reminders for closure windows, periodic disclosures, and pre-clearance deadlines.
Enterprise-Ready Security & Integration
Multiple Authentication Methods
- System-Generated Username and Password
- Active Directory with LDAP Integration
- Single Sign-On (SSO) with SAML
Email Protocol Support
- SMTP, IMAP protocols
- Microsoft Graph Client integration
The Highlight of ESSCom
Seamless monitoring of Insiders' transactions with the help of RTA data - ensuring complete compliance with minimal manual effort.
Trusted by India's Leading Organizations
See ESSCom in Action
Discover how ESSCom simplifies SEBI PIT compliance with our comprehensive demo video.
- Complete compliance workflow demonstration
- Employee portal walkthrough
- Violation detection and reporting
Demo video coming soon
Ensure Complete SEBI PIT Compliance with ESSCom
Join hundreds of listed companies and market intermediaries who trust ESSCom for their insider trading compliance